Unclaimed
Mahdi Hmaoui is a financial advisor with Scotia Capital (usa) Inc. Mahdi has been in the securities industry since December 10, 2019. Mahdi is registered with FINRA and the state of New York. Mahdi holds the Series 7, Series 63, and SIE licenses. Mahdi is currently located at the New York branch of Scotia Capital (usa) Inc. in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/21/2020 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
02/01/2018 - 12/12/2018
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
BC
Issued 03/01/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mahdi Hmaoui is the right advisor for you? Invested Better is here to help.