Unclaimed
Maharth Kapur is a financial professional with over 16 years of experience in the industry. Maharth is currently registered with Truist Securities, Inc. and is licensed in all 50 states and Puerto Rico. Prior to Truist Securities, Inc. Maharth was employed with RBC Capital Markets, LLC. Maharth has a strong background in securities, investment banking, and equity trading, and is dedicated to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/14/2022 - Present
Truist Securities, Inc. (NEW YORK NY)
NY
11/09/2016 - 11/01/2022
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
IN
06/29/2015 - 11/07/2016
UNIFIED FINANCIAL SECURITIES, LLC (INDIANAPOLIS IN)
NY
06/21/2006 - 06/01/2015
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 09/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/21/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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