Unclaimed
Maggie Rose Williams is a financial advisor with J.P. Morgan Institutional Investments Inc. with over seven years of experience in the industry. Maggie has been registered with FINRA since 2014 and holds Series 3, 7, and 63 licenses. Maggie also holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/10/2014 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
BC
Issued 10/17/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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