Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maggie? Claim Your ProfileMaggie Ho is a financial professional with over 20 years of experience in the industry. Maggie has held positions at several prominent firms including Deutsche Bank Securities Inc., UBS Securities LLC, Barclays Capital Inc., Lehman Brothers Inc., Bear, Stearns Securities Corp., Bear, Stearns & Co. Inc., and National Discount Brokers. Currently, Maggie is registered with UBS Financial Services Inc. as a Registered Representative. Maggie holds several professional licenses including Series 7, Series 63, Series 99TO and SIE. Maggie specializes in several areas, including investment advisory services, financial planning, pension consulting, and portfolio management. Maggie's commitment to providing exceptional client service is evident in her extensive experience and broad knowledge of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
03/02/2021 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
04/11/2016 - 03/01/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
06/23/2011 - 04/08/2016
UBS SECURITIES LLC (NEW YORK NY)
NY
09/22/2008 - 12/10/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/05/2004 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/07/2004 - 09/28/2004
BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)
NY
03/06/2000 - 09/28/2004
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NE
09/30/1998 - 02/01/2000
NATIONAL DISCOUNT BROKERS (OMAHA NE)
BC
Issued 01/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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