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Madhu Beniwal

Wells Fargo Clearing Services, LLC

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About Madhu Beniwal

Madhu Beniwal is a registered investment advisor with Wells Fargo Clearing Services, LLC. Madhu has been in the industry since December 2002 and has experience working with a variety of clients, including individuals, corporations, and institutions. Madhu is registered with the Securities and Exchange Commission (SEC) and holds the Series 6, 7, 63, and 65 licenses. Madhu has previously worked at several other firms including Santander Securities LLC, HSBC Securities (USA) Inc., Chase Investment Services Corp., Essex National Securities, Inc., Invest Financial Corporation, NFB Investment Services Corp., J.J.B. Hilliard, W.L. Lyons, Inc., PNC Brokerage Corp and 1717 Capital Management Company.

Firm Information

Madhu Beniwal is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Madhu Beniwal’s Registration & Firm History

NJ

01/22/2016 - Present

Wells Fargo Clearing Services, LLC (SOUTH PLAINFIELD NJ)

NJ

01/30/2013 - 01/04/2016

SANTANDER SECURITIES LLC (FREEHOLD NJ)

NJ

08/21/2009 - 11/14/2011

HSBC SECURITIES (USA) INC. (WOODBRIDGE NJ)

NJ

09/18/2007 - 11/10/2008

CHASE INVESTMENT SERVICES CORP. (RED BANK NJ)

NJ

05/20/2005 - 08/24/2007

CHASE INVESTMENT SERVICES CORP. (MILLBURN NJ)

CA

09/21/2004 - 05/18/2005

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

WI

07/20/2004 - 09/14/2004

INVEST FINANCIAL CORPORATION (APPLETON WI)

NY

05/18/2004 - 08/03/2004

NFB INVESTMENT SERVICES CORP. (MELVILLE NY)

WI

10/02/2003 - 06/02/2004

INVEST FINANCIAL CORPORATION (APPLETON WI)

CA

08/09/2002 - 10/06/2003

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

KY

06/01/2002 - 08/21/2002

J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)

PA

05/30/2001 - 06/01/2002

PNC BROKERAGE CORP (PITTSBURGH PA)

DE

10/10/2000 - 05/18/2001

1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)

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Licenses & Designations

IA

Issued 08/02/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/22/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2001

Series 7 - General Securities Representative Examination

BC

Issued 10/09/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Madhu Beniwal.
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