Unclaimed
Madeline Hope Nichols is a financial advisor with RBC Capital Markets, LLC in Dallas, TX. Madeline has been in the industry since June 2020. Previously, Madeline was with Equitable Advisors, LLC in Dallas, TX. Madeline is registered to provide financial advice in several states, including Texas, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Hawaii, Illinois, Kentucky, Louisiana, Maryland, Michigan, Missouri, New York, Oklahoma, Rhode Island, Tennessee, Virginia. Madeline holds Series 63, 65, 7, and SIE licenses. Madeline specializes in providing financial advice to individuals, high-net-worth individuals, corporations, businesses, charitable organizations, pension plans, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
01/01/2021 - Present
RBC Capital Markets, LLC (DALLAS TX)
TX
05/29/2020 - 10/22/2020
EQUITABLE ADVISORS, LLC (DALLAS TX)
IA
Issued 12/28/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2020
Series 7TO - General Securities Representative Examination
BC
Issued 03/07/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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