Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mack? Claim Your ProfileMack Leon Miller is a securities professional with over 15 years of experience in the financial industry. Mack is currently registered with Spartan Capital Securities, LLC and has held previous roles with Dawson James Securities, Inc., Lampert Capital Markets Inc., ViewTrade Securities, Inc., and other firms. Mack is licensed in 21 states and holds both Series 63 and Series 7 licenses, as well as the SIE Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/27/2017 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
05/24/2016 - 04/25/2017
DAWSON JAMES SECURITIES, INC. (NEW YORK NY)
NY
11/04/2015 - 05/24/2016
LAMPERT CAPITAL MARKETS INC. (NEW YORK NY)
NJ
08/14/2015 - 11/05/2015
VIEWTRADE SECURITIES, INC. (JERSEY CITY NJ)
NY
06/30/2015 - 07/27/2015
ARJENT LLC (NEW YORK NY)
NY
02/23/2015 - 07/16/2015
WOODSTOCK FINANCIAL GROUP, INC. (NEW YORK NY)
NY
09/23/2014 - 02/06/2015
BLACKBOOK CAPITAL LLC (New York NY)
NY
04/24/2014 - 09/26/2014
COASTAL EQUITIES, INC. (New York NY)
NJ
06/12/2012 - 05/23/2014
JOHN CARRIS INVESTMENTS LLC (HOBOKEN NJ)
NY
05/29/2012 - 06/12/2012
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
02/14/2012 - 05/11/2012
LEGEND MERCHANT GROUP, INC. (NEW YORK NY)
FL
04/13/2012 - 04/20/2012
INTERNATIONAL ASSETS ADVISORY, LLC (ORLANDO FL)
NY
07/26/2010 - 02/15/2012
BUCKMAN, BUCKMAN & REID, INC. (NEW YORK NY)
NY
02/16/2010 - 07/20/2010
FIRST MERGER CAPITAL, INC (NEW YORK NY)
NY
11/25/2009 - 02/22/2010
SEABOARD SECURITIES, INC. (NEW YORK NY)
NY
05/01/2009 - 11/16/2009
RIDGEWAY & CONGER, INC. (NEW WOODSTOCK NY)
NY
03/14/2008 - 05/01/2009
FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)
NY
01/17/2007 - 03/11/2008
INVESTORS CAPITAL CORP. (NEW YORK NY)
NY
09/05/2006 - 01/19/2007
GREAT EASTERN SECURITIES, INC. (NEW YORK NY)
NY
11/15/2004 - 09/27/2006
SKY CAPITAL LLC (NEW YORK NY)
NY
11/12/2004 - 11/18/2004
PHD CAPITAL (NEW YORK NY)
BC
Issued 05/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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