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Mack Coleman Dowdall

Marex Capital Markets Inc.

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About Mack Coleman Dowdall

Mack Dowdall is a Registered Representative with Marex Capital Markets Inc. Mack has been in the securities industry for over 2 years. Mack has a Series 7, 63 and 57 license and is currently registered with FINRA and the states of California, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, and Texas. Mack was previously registered with BMO Capital Markets Corp.

Firm Information

Mack Dowdall is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mack Dowdall’s Registration & Firm History

NY

06/17/2021 - Present

Marex Capital Markets Inc. (NEW YORK NY)

NY

08/03/2019 - 06/03/2021

BMO CAPITAL MARKETS CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/10/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/11/2019

Series 57TO - Securities Trader Exam

BC

Issued 08/03/2019

Series 7TO - General Securities Representative Examination

BC

Issued 04/09/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mack Coleman Dowdall.
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