linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Macdonald Smith Budd

ASL Capital Markets Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Macdonald? Claim Your Profile

About Macdonald Smith Budd

Macdonald Smith Budd is a financial professional with over 30 years of experience in the securities industry. Macdonald currently works as a registered representative at ASL Capital Markets Inc. Macdonald has held previous positions at UBS Securities LLC, MF GLOBAL INC., CITIGROUP GLOBAL MARKETS INC., and SALOMON BROTHERS INC.. Macdonald holds a variety of licenses and registrations, including Series 7, Series 24, Series 63, Series 72, and SIE. Macdonald is registered with the state of Connecticut and is also registered with FINRA.

Firm Information

Macdonald Budd is currently registered with ASL Capital Markets Inc.. ASL Capital Markets Inc. is a corporation that was formed on September 20, 2016. The firm is registered with the Securities and Exchange Commission (SEC) and all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Macdonald Budd’s Registration & Firm History

CT

07/05/2019 - Present

ASL Capital Markets Inc. (STAMFORD CT)

NY

02/23/2012 - 07/17/2017

UBS SECURITIES LLC (NEW YORK NY)

NY

07/14/2009 - 12/05/2011

MF GLOBAL INC. (NEW YORK NY)

CT

04/28/2003 - 05/04/2009

UBS SECURITIES LLC (STAMFORD CT)

NY

09/01/1998 - 05/09/2003

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

10/22/1986 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

Not sure if Macdonald Smith Budd is right for you?

Licenses & Designations

BC

Issued 11/26/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/31/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 07/17/2017

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Macdonald Smith Budd.
Not sure if Macdonald Smith Budd is right for you?