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Macario Dabu Sambat

Pruco Securities, LLC

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About Macario Dabu Sambat

Macario Sambat is a financial advisor based in Basking Ridge, New Jersey. Macario has been in the financial industry since 2008. Macario is currently registered with Pruco Securities, LLC, a firm that provides a range of financial services including investment advisory and brokerage services. Previously, Macario worked with several other firms including Vanguard Marketing Corporation, Securities America, Inc., J.P. Morgan Securities LLC, and AXA Advisors, LLC. Macario has a variety of professional licenses and designations, including Series 63, Series 7, and SIE. Macario provides financial advisory services to individuals, businesses, and trusts and estates.

Firm Information

Macario Sambat is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Macario Sambat’s Registration & Firm History

NJ

01/03/2023 - Present

Pruco Securities, LLC (Basking Ridge NJ)

PA

09/30/2021 - 12/06/2022

VANGUARD MARKETING CORPORATION (MALVERN PA)

NJ

02/28/2020 - 07/23/2021

SECURITIES AMERICA, INC. (MARLTON NJ)

NY

08/08/2019 - 02/20/2020

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NJ

03/20/2012 - 07/09/2019

PRUCO SECURITIES, LLC. (SOUTH PLAINFIELD NJ)

NY

05/28/2010 - 07/25/2011

NYLIFE SECURITIES LLC (NEW YORK NY)

NY

12/05/2007 - 11/24/2009

SIGNATOR INVESTORS, INC. (GREAT NECK NY)

NJ

03/19/2007 - 11/19/2007

AXA ADVISORS, LLC (WOODBRIDGE NJ)

NJ

02/19/2007 - 03/05/2007

AMERIPRISE FINANCIAL SERVICES, INC. (MATAWAN NJ)

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Licenses & Designations

BC

Issued 04/13/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Macario Dabu Sambat. Review regulatory record here.
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