Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mabry? Claim Your ProfileMabry Phillips is a financial advisor with over 30 years of experience in the industry. Mabry is currently registered with Raymond James Financial Services Advisors, Inc. in Alabama and Texas. Mabry has held previous positions with Harbor Financial Services, LLC, Raymond James Financial Services, Inc., Morgan Stanley DW Inc., and Morgan Keegan & Company, Inc. Mabry specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions. Mabry is also a registered Investment Advisor Representative and holds a Series 7, Series 10, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AL
07/07/2021 - Present
Raymond James Financial Services Advisors, Inc. (MONTGOMERY AL)
AL
07/02/2007 - 11/26/2014
HARBOR FINANCIAL SERVICES, LLC (MONTGOMERY AL)
AL
09/03/2004 - 07/06/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (MONTGOMERY AL)
NY
05/05/1994 - 09/08/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
TN
08/29/1989 - 04/20/1994
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
IA
Issued 07/12/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/25/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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