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Mabel Ramirez

J.p. Morgan Securities LLC

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About Mabel Ramirez

Mabel Ramirez is a financial advisor with J.p. Morgan Securities LLC. Mabel has been in the industry since 2006 and has worked at both Northwestern Mutual Investment Services, LLC and JPMorgan Chase Bank. Mabel is licensed in all 50 states and has a wide range of experience in providing financial advice to individuals, businesses, and institutions. Mabel specializes in financial planning, portfolio management, and pension consulting.

Firm Information

Mabel Ramirez is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Mabel Ramirez’s Registration & Firm History

IL

10/10/2022 - Present

J.p. Morgan Securities LLC (Chicago IL)

IL

01/26/2012 - 03/10/2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHICAGO IL)

IL

03/21/2006 - 06/17/2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 10/10/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/30/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/25/2023

Series 4 - Registered Options Principal Examination

BC

Issued 08/31/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/23/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/06/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/09/2018

Series 7 - General Securities Representative Examination

BC

Issued 03/20/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mabel Ramirez.
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