Unclaimed
Maarten Rietveld is a financial advisor with LPL Financial LLC. Maarten has been working in the financial services industry since 1984 and has a strong background in both brokerage and investment advisory services. Maarten is registered with both FINRA and the SEC. Maarten currently serves clients in California and Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/04/2011 - Present
LPL Financial LLC (SANTA MONICA CA)
MD
08/01/2008 - 02/28/2011
NATIONWIDE SECURITIES, LLC (BETHESDA MD)
MD
11/26/2007 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (BETHESDA MD)
MD
01/28/2005 - 11/19/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (BETHESDA MD)
GA
05/26/2000 - 02/04/2005
SUNTRUST SECURITIES, INC. (ATLANTA GA)
VA
03/15/1994 - 05/26/2000
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
NA
04/13/1993 - 03/22/1994
BALTIMORE BANCORP INVESTMENT SERVICES, INC.
NY
03/05/1991 - 06/03/1993
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
WI
07/11/1989 - 02/22/1991
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
04/11/1988 - 08/02/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
10/26/1984 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 04/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1984
Series 3 - National Commodity Futures Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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