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Maahum Riaz

Aegis Capital Corp.

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About Maahum Riaz

Maahum Riaz is a financial professional with over 2 years of experience in the financial industry. Maahum is registered with Aegis Capital Corp. and has passed several industry exams, including the Series 7, Series 63 and the SIE exam. Maahum Riaz specializes in providing financial planning and portfolio management for individuals and businesses. Maahum is registered in several states, including California, Colorado, Florida, Georgia, Idaho, Iowa, Kansas, Louisiana, Minnesota, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, Texas, Virginia, and Washington.

Firm Information

Maahum Riaz is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Maahum Riaz’s Registration & Firm History

NY

12/09/2022 - Present

Aegis Capital Corp. (MELVILLE NY)

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Licenses & Designations

BC

Issued 04/11/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/07/2023

Series 7TO - General Securities Representative Examination

BC

Issued 12/09/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/15/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Maahum Riaz.
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