Unclaimed
Ma. victoria Flores Bernardo is a registered representative with Alliance-ONE Investments, LLC in Tulsa, Oklahoma. Ma. victoria has been in the securities industry since 2014 and holds the Series 7 and SIE licenses. Before joining Alliance-ONE Investments, LLC, Ma. victoria was employed by DIRECTED SERVICES LLC and E*TRADE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
05/11/2023 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
NA
08/28/2014 - 03/27/2023
DIRECTED SERVICES LLC (QUEZON CITY, METRO MANILA )
NA
03/10/2014 - 06/11/2014
E*TRADE SECURITIES LLC (MAKATI CITY, MANILA METRO )
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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