Unclaimed
Ma lee mary Tsui is a registered representative with Cetera Investment Services LLC, a firm based in Saint Cloud, Minnesota. Ma lee mary Tsui has been active in the financial services industry since April 18, 2009. Ma lee mary Tsui holds the Series 63, Series 7, and SIE licenses. Ma lee mary Tsui is also registered in California. Before joining Cetera Investment Services LLC, Ma lee mary Tsui was employed by First Republic Securities Company, LLC in San Francisco, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
06/20/2016 - Present
Cetera Investment Services LLC (ST CLOUD MN)
CA
04/06/2009 - 06/07/2016
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN FRANCISCO CA)
BC
Issued 09/09/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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