Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you M. scot? Claim Your ProfileM. scot Lance is a financial advisor with over 30 years of experience in the industry. M. scot has worked with several firms including Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS PaineWebber Inc., Wells Fargo Securities Inc., and Wells Fargo Clearing Services, LLC. M. scot is currently registered with Wealth Enhancement Advisory Services, LLC and holds licenses in multiple states. M. scot specializes in providing financial advice to high-net-worth individuals, corporations, and institutions. M. scot's areas of expertise include financial planning, retirement planning, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
CA
08/04/2022 - Present
Wealth Enhancement Advisory Services, LLC (LARKSPUR CA)
CA
09/14/2007 - 11/10/2017
WELLS FARGO CLEARING SERVICES, LLC (SAN RAFAEL CA)
CA
05/14/2002 - 09/18/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN RAFAEL CA)
NJ
07/23/1999 - 05/24/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
CA
07/01/1994 - 08/10/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
04/22/1993 - 06/24/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
09/21/1992 - 12/07/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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