Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you M? Claim Your ProfileM Kenneth Witover is a financial advisor with over 50 years of experience in the industry. M Kenneth Witover is currently registered with UBS Financial Services Inc. and has previously worked with Lehman Brothers Inc., Smith Barney Shearson Inc., Salomon Brothers Inc., and Lebenthal & Co., Inc.. M Kenneth Witover offers a variety of services, including financial planning, portfolio management, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/01/2008 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
01/04/1994 - 09/30/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/31/1993 - 01/14/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
01/08/1987 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/07/1983 - 01/12/1987
SALOMON BROTHERS INC.
NA
06/19/1973 - 01/10/1983
LEBENTHAL & CO., INC.
NA
03/24/1971 - 07/28/1972
BACHE & CO INCORPORATED
IA
Issued 07/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 08/11/1975
Series 00 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1986
PC - AMEX Put and Call Exam
BC
Issued 08/25/1986
Series 5 - Interest Rate Options Examination
BC
Issued 04/11/1983
Series 3 - National Commodity Futures Examination
BC
Issued 03/18/1971
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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