Unclaimed
M Katharine Collins is a financial professional with over 30 years of experience in the industry. M Katharine Collins currently works for GPS Wealth Strategies Group, LLC. M Katharine Collins has also been registered with Piper Jaffray Inc., B.C. Christopher Securities Co., Oberweis Securities, Inc., Engler-Budd & Company Inc. and J. W. Gant & Associates, Inc. M Katharine Collins has a wide range of experience in the financial services industry, including investment advisory services, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CO
01/04/2022 - Present
GPS Wealth Strategies Group, LLC (Aurora CO)
MN
04/09/1990 - 09/17/1997
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
MO
09/15/1988 - 04/20/1990
B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)
NA
02/01/1988 - 09/26/1988
OBERWEIS SECURITIES, INC.
NA
08/11/1986 - 02/01/1988
ENGLER-BUDD & COMPANY INC.
NA
08/21/1985 - 08/20/1986
J. W. GANT & ASSOCIATES, INC.
BOTH
Issued 04/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/16/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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