Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you M. jaime? Claim Your ProfileM. jaime Baumler is a financial advisor with over 30 years of experience in the industry. M. jaime Baumler currently works with RBC Capital Markets, LLC in their Williamsville, NY branch office. M. jaime Baumler has previously worked with several firms including INVESTACORP, INC., KEY INVESTMENT SERVICES LLC, CCO INVESTMENT SERVICES CORP., M&T SECURITIES, INC., LIBERTY SECURITIES CORPORATION, MONY SECURITIES CORP., and THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK. M. jaime Baumler is registered with both the state of New York and Ohio. M. jaime Baumler is a Series 6, 7, 24, 63, 66, and SIE licensed professional. M. jaime Baumler specializes in a variety of financial products and services including fixed income, mutual funds, variable annuities, insurance, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/23/2017 - Present
RBC Capital Markets, LLC (WILLIAMSVILLE NY)
NY
10/27/2016 - 12/12/2016
INVESTACORP, INC. (WILLIAMSVILLE NY)
NY
10/26/2009 - 09/30/2016
KEY INVESTMENT SERVICES LLC (WEST SENECA NY)
NY
05/15/2008 - 10/09/2009
CCO INVESTMENT SERVICES CORP. (WILLIAMSVILLE NY)
NY
05/01/1995 - 05/05/2008
M&T SECURITIES, INC. (WEST SENECA NY)
NY
06/03/1991 - 05/01/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
01/25/1988 - 07/03/1991
MONY SECURITIES CORP. (NEW YORK NY)
NY
01/25/1988 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
BOTH
Issued 05/02/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1994
Series 7 - General Securities Representative Examination
BC
Issued 01/21/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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