Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you M h? Claim Your ProfileMarc Moldawer is a financial advisor with Morgan Stanley. Marc has been in the industry since 1988 and has a wide range of experience in providing financial advice to individuals, businesses, and institutions. Marc is also registered as an investment advisor representative and has passed the Series 65, Series 3, Series 7, and SIE exams. Marc is dedicated to providing personalized financial advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/01/2009 - Present
Morgan Stanley (Houston TX)
TX
03/27/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
TX
07/13/2001 - 04/15/2009
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
NY
01/03/1995 - 07/20/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
TX
07/27/1990 - 01/20/1995
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
09/01/1988 - 08/17/1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
NA
03/23/1988 - 09/01/1988
BOETTCHER & COMPANY, INC.
IA
Issued 09/13/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/1998
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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