Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you M. elaine? Claim Your ProfileM. Elaine Dennis is a financial advisor with LPL Financial LLC. M. Elaine Dennis has been in the financial services industry since June 20, 2009. M. Elaine Dennis is currently registered with LPL Financial LLC in California, Colorado, Florida, Georgia, Illinois, Kansas, Michigan, Minnesota, Missouri, Nevada, New Mexico, North Carolina, Oklahoma, South Carolina, Texas, and Washington. M. Elaine Dennis is also registered with the following securities regulatory authority (SRO): FINRA. Previously M. Elaine Dennis was registered with Waddell & Reed and Securian Financial Services, Inc. M. Elaine Dennis has a Series 6, Series 7, Series 63 and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
07/21/2021 - Present
LPL Financial LLC (EDMOND OK)
OK
11/04/2009 - 07/21/2021
WADDELL & REED (EDMOND OK)
OK
02/25/2009 - 07/10/2009
SECURIAN FINANCIAL SERVICES, INC. (TULSA OK)
IA
Issued 11/16/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2010
Series 7 - General Securities Representative Examination
BC
Issued 02/24/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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