Unclaimed
M david Tayabji has been active in the financial services industry since June 13, 1988. M david Tayabji is currently registered with Credit Agricole Securities (usa) Inc. M david Tayabji has held previous roles at BTIG, LLC, UTENDAHL CAPITAL GROUP, LLC, UTENDAHL CAPITAL PARTNERS, L.P., BEAR, STEARNS & CO. INC., BANC ONE CAPITAL MARKETS, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. M david Tayabji is licensed to conduct business in 8 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/14/2010 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
MA
07/13/2009 - 07/15/2010
BTIG, LLC (BOSTON MA)
NY
09/05/2007 - 03/04/2008
UTENDAHL CAPITAL GROUP, LLC (NEW YORK NY)
NY
09/05/2007 - 03/04/2008
UTENDAHL CAPITAL PARTNERS, L.P. (NEW YORK NY)
MA
05/18/2004 - 09/19/2007
BEAR, STEARNS & CO. INC. (BOSTON MA)
IL
01/06/2003 - 05/17/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
NY
10/22/1986 - 11/20/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 12/15/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/1986
Series 3 - National Commodity Futures Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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