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Lyuda McNees

Capfinancial Securities, LLC

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About Lyuda McNees

Lyuda McNees is a financial professional with over 10 years of experience in the industry. Lyuda is currently registered with Capfinancial Securities, LLC in Raleigh, North Carolina. Lyuda holds Series 7, Series 63 and SIE licenses. Prior to joining Capfinancial Securities, LLC, Lyuda was employed with Fidelity Brokerage Services LLC.

Firm Information

Lyuda McNees is currently registered with Capfinancial Securities, LLC. Capfinancial Securities, LLC is a Limited Liability Company formed on November 21, 2013. The firm is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lyuda McNees’s Registration & Firm History

NC

03/22/2016 - Present

Capfinancial Securities, LLC (RALEIGH NC)

NC

05/08/2014 - 05/04/2015

FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)

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Licenses & Designations

BC

Issued 06/05/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lyuda McNees.
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