Unclaimed
Lyubov Rozman is an investment advisor representative with J.p. Morgan Securities LLC based in Hollywood, FL. Lyubov has been in the industry since January 2015. Lyubov is licensed to provide investment advice in the following states: Connecticut, Florida, Maine, Nevada, New Jersey, New York, and North Carolina. Lyubov has passed the Series 6, 7, 63, and 66 exams. Lyubov is also registered with FINRA. Lyubov specializes in working with high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. J.p. Morgan Securities LLC is a large firm with over $250 billion in assets under management. The firm provides a variety of financial services to individuals and institutions. If you are looking for an investment advisor with experience working with high-net-worth individuals, Lyubov Rozman may be a good fit for you.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
03/14/2022 - Present
J.p. Morgan Securities LLC (HOLLYWOOD FL)
BOTH
Issued 02/28/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
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MIAX Emerald, LLC
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MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
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Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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