Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lysa? Claim Your ProfileLysa Rothenberg is a financial advisor with over 30 years of experience in the industry. Lysa is currently registered with Capitol Securities Management, Inc. and has been with the firm since February 2018. Previously, Lysa worked for Navy Federal Brokerage Services, LLC, FSC Securities Corporation, and Investors Group, Ltd. Lysa is a Certified Financial Planner and holds Series 7, Series 24, Series 63, and Series 65 licenses. Lysa provides a range of services including financial planning, portfolio management, and pension consulting. Lysa specializes in working with individuals, businesses, high-net-worth clients, trusts and estates, pension and profit-sharing plans, charitable organizations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
02/08/2018 - Present
Capitol Securities Management, Inc. (Alexandria VA)
VA
05/22/2007 - 12/05/2017
NAVY FEDERAL BROKERAGE SERVICES, LLC (Alexandria VA)
VA
01/28/2005 - 05/22/2007
FSC SECURITIES CORPORATION (MCLEAN VA)
VA
06/09/1989 - 12/31/2004
CAPITOL SECURITIES MANAGEMENT, INC. (GLEN ALLEN VA)
NA
01/31/1989 - 06/13/1989
INVESTORS GROUP, LTD.
IA
Issued 05/15/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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