Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lyre? Claim Your ProfileLyre Rozelle is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Lyre has over 8 years of experience in the financial services industry. Lyre is registered with the state of California and Texas as a Broker/Dealer and Investment Advisor Representative. Lyre is also registered with FINRA. Lyre has passed the Series 7, 6, 63, and 66 exams. Lyre provides portfolio management services to individuals, corporations and businesses. Lyre also provides pension consulting and educational seminars. Lyre has worked at J.P. Morgan Securities LLC, PRUCO SECURITIES, LLC., and Merrill Lynch, Pierce, Fenner & Smith Incorporated before joining the firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/28/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
CA
05/11/2022 - 01/26/2023
PRUCO SECURITIES, LLC. (SAN JOSE CA)
NY
11/23/2021 - 02/04/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
07/08/2015 - 10/10/2021
J.P. MORGAN SECURITIES LLC (PLEASANT HILL CA)
BOTH
Issued 09/09/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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