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Lyra Marie Nelson

Northern Trust Securities, Inc.

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About Lyra Marie Nelson

Lyra Marie Nelson is a financial professional with over 25 years of experience in the industry. She is currently registered with Northern Trust Securities, Inc. Lyra Marie Nelson is a dedicated financial professional who is committed to helping her clients achieve their financial goals.

Firm Information

Lyra Nelson is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lyra Nelson’s Registration & Firm History

IL

07/02/2012 - Present

Northern Trust Securities, Inc. (CHICAGO IL)

IL

08/03/2005 - 06/21/2012

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

IL

08/03/2005 - 07/27/2006

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

IL

02/02/1997 - 05/10/2004

ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)

MI

05/24/2001 - 10/08/2001

INDEPENDENCE ONE BROKERAGE SERVICES, INC. (FARMINGTON HILLS MI)

CT

09/20/1996 - 02/19/1997

ABN AMRO CHICAGO CORPORATION (STAMFORD CT)

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Licenses & Designations

BC

Issued 01/16/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/05/2022

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/12/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lyra Marie Nelson.
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