Unclaimed
Lynnwood Jen is a financial professional with over 27 years of experience in the industry. Lynnwood is currently registered with ACE Diversified Capital, Inc. in California and has previously held positions at U. S. Pacific Financial Services, Inc. and Baraban Securities, Inc. Lynnwood holds several licenses and certifications including Series 7, 24, 63, and 65, demonstrating a commitment to staying current with industry regulations and best practices. Lynnwood is also a Series 55, and a Series 57TO licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/08/1997 - Present
ACE Diversified Capital, Inc. (SAN GABRIEL CA)
CA
04/03/1995 - 07/02/1997
U. S. PACIFIC FINANCIAL SERVICES, INC. (ALHAMBRA CA)
CA
03/09/1995 - 03/30/1995
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 04/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/30/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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