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Lynnwood Jen

ACE Diversified Capital, Inc.

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About Lynnwood Jen

Lynnwood Jen is a financial professional with over 27 years of experience in the industry. Lynnwood is currently registered with ACE Diversified Capital, Inc. in California and has previously held positions at U. S. Pacific Financial Services, Inc. and Baraban Securities, Inc. Lynnwood holds several licenses and certifications including Series 7, 24, 63, and 65, demonstrating a commitment to staying current with industry regulations and best practices. Lynnwood is also a Series 55, and a Series 57TO licensed professional.

Firm Information

Lynnwood Jen is currently registered with ACE Diversified Capital, Inc.. ACE Diversified Capital, Inc. is a Corporation formed on July 31, 1996. They are approved in California and have one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lynnwood Jen’s Registration & Firm History

CA

07/08/1997 - Present

ACE Diversified Capital, Inc. (SAN GABRIEL CA)

CA

04/03/1995 - 07/02/1997

U. S. PACIFIC FINANCIAL SERVICES, INC. (ALHAMBRA CA)

CA

03/09/1995 - 03/30/1995

BARABAN SECURITIES, INC. (LOS ANGELES CA)

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Licenses & Designations

IA

Issued 04/13/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/16/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 10/30/1995

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/08/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Lynnwood Jen. Review regulatory record here.
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