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Lynne Susan Mancini

Scotia Capital (usa) Inc.

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About Lynne Susan Mancini

Lynne Susan Mancini is a registered representative with Scotia Capital (usa) Inc. based in New York, NY. Lynne has been in the industry since December 6, 2007 and has experience with securities, including general securities, and investments. Lynne is licensed in New York.

Firm Information

Lynne Mancini is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lynne Mancini’s Registration & Firm History

NY

10/07/2020 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

01/15/2019 - 10/28/2019

MIZUHO SECURITIES USA LLC (NEW YORK NY)

NY

03/21/2013 - 01/11/2019

BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)

NY

08/12/2011 - 01/29/2013

BONDDESK TRADING LLC (NEW YORK NY)

NY

06/01/2011 - 08/01/2011

WSA FIXED INCOME, LLC (NEW YORK NY)

NY

05/11/2010 - 06/01/2011

WALL STREET ACCESS (NEW YORK NY)

NY

06/19/2008 - 05/12/2010

BONDDESK TRADING LLC (NEW YORK NY)

NY

10/25/2006 - 07/08/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/05/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/14/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Lynne Susan Mancini.
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