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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lynne? Claim Your ProfileLynne Rosenfeld is a registered Investment Advisor Representative with Janney Montgomery Scott LLC in New Haven, Connecticut. Lynne has been in the financial services industry for over 30 years. Prior to joining Janney Montgomery Scott LLC, Lynne was with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY and SoundView Capital Management Corporation in New Haven, Connecticut. Lynne is licensed in Connecticut and has passed the Series 7, Series 63, and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
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CT
03/09/2017 - Present
Janney Montgomery Scott LLC (NEW HAVEN CT)
NY
06/21/1988 - 03/01/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2021
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
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