Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lynne? Claim Your ProfileLynne Miller is a financial advisor with Janney Montgomery Scott LLC, based in Darien, Connecticut. Lynne has over 10 years of experience in the financial services industry. Lynne is registered to provide investment advice in 28 states and is a Series 63, Series 66, Series 3, Series 7, Series 9, and Series 10 licensed professional. Lynne previously worked at Morgan Stanley and UBS Financial Services Inc. Lynne works with a variety of clients including high-net-worth individuals, corporations, and pension and profit-sharing plans. Lynne's specializations include fixed income, equities, mutual funds, variable annuities, and options. Lynne is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
08/07/2021 - Present
Janney Montgomery Scott LLC (DARIEN CT)
CT
07/05/2016 - 09/16/2016
MORGAN STANLEY (STAMFORD CT)
CT
01/22/2015 - 06/13/2016
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
CT
08/26/2008 - 12/09/2013
OPPENHEIMER & CO. INC. (STAMFORD CT)
BOTH
Issued 05/23/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/25/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2009
Series 3 - National Commodity Futures Examination
BC
Issued 08/25/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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