Unclaimed
Lynne J. Driscoll has been a registered representative for over 20 years. Lynne is currently associated with National Financial Services LLC in Smithfield, RI. Lynne has held licenses with several different firms, including Fidelity Brokerage Services LLC and Putnam Retail Management Limited Partnership. Lynne is registered in Massachusetts and Rhode Island. Lynne holds licenses in the following areas: General Securities Representative Examination (Series 7), Investment Company Products/Variable Contracts Representative Examination (Series 6), General Securities Principal Examination (Series 24), Uniform Securities Agent State Law Examination (Series 63) and the Securities Industry Essentials Examination (SIE). Lynne has a deep understanding of the financial markets and a commitment to providing her clients with personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
01/24/2007 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
11/01/2011 - 11/20/2013
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
10/02/2006 - 01/24/2007
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MA
07/30/2001 - 06/06/2006
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 02/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2004
Series 7 - General Securities Representative Examination
BC
Issued 07/27/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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