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Lynne J Driscoll

National Financial Services LLC

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About Lynne J Driscoll

Lynne J. Driscoll has been a registered representative for over 20 years. Lynne is currently associated with National Financial Services LLC in Smithfield, RI. Lynne has held licenses with several different firms, including Fidelity Brokerage Services LLC and Putnam Retail Management Limited Partnership. Lynne is registered in Massachusetts and Rhode Island. Lynne holds licenses in the following areas: General Securities Representative Examination (Series 7), Investment Company Products/Variable Contracts Representative Examination (Series 6), General Securities Principal Examination (Series 24), Uniform Securities Agent State Law Examination (Series 63) and the Securities Industry Essentials Examination (SIE). Lynne has a deep understanding of the financial markets and a commitment to providing her clients with personalized service.

Firm Information

Lynne Driscoll is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lynne Driscoll’s Registration & Firm History

RI

01/24/2007 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

11/01/2011 - 11/20/2013

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

10/02/2006 - 01/24/2007

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

MA

07/30/2001 - 06/06/2006

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

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Licenses & Designations

BC

Issued 02/18/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/23/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2004

Series 7 - General Securities Representative Examination

BC

Issued 07/27/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Lynne J Driscoll.
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