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Lynne E Rule

Charles Schwab & CO., Inc.

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About Lynne E Rule

Lynne Rule has been in the financial services industry since 2005. Lynne currently works at Charles Schwab & CO., Inc. in Indianapolis, Indiana, where they have been since 2019. Prior to this, Lynne worked at KEY INVESTMENT SERVICES LLC, THE HUNTINGTON INVESTMENT COMPANY, J.P. MORGAN SECURITIES LLC, and CHASE INVESTMENT SERVICES CORP.. Lynne holds the Series 6 and Series 63 licenses.

Firm Information

Lynne Rule is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Lynne Rule’s Registration & Firm History

IN

07/08/2019 - Present

Charles Schwab & CO., Inc. (Indianapolis IN)

IN

12/24/2018 - 05/13/2019

KEY INVESTMENT SERVICES LLC (Indianapolis IN)

IN

01/05/2015 - 07/25/2018

THE HUNTINGTON INVESTMENT COMPANY (LEBANON IN)

IN

10/01/2012 - 11/21/2014

J.P. MORGAN SECURITIES LLC (INDIANAPOLIS IN)

IN

07/06/2005 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (INDIANAPOLIS IN)

IL

06/10/2004 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

BC

Issued 06/11/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/25/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/08/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Lynne E Rule. Review regulatory record here.
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