linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Lynne Carole Smith

Missionsquare Investment Services

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Lynne? Claim Your Profile

About Lynne Carole Smith

Lynne Carole Smith is a financial advisor with over 30 years of experience in the industry. Lynne is currently registered with Missionsquare Investment Services, based in WASHINGTON, DC. Previously, Lynne worked for firms such as ONEAMERICA SECURITIES, INC., BMO HARRIS FINANCIAL ADVISORS, INC., VOYA FINANCIAL ADVISORS, INC. and others, holding various roles. Lynne has a strong track record in the financial services industry, having obtained licenses and certifications including Series 7, Series 24, Series 63 and SIE.

Firm Information

Lynne Smith is currently registered with Missionsquare Investment Services. Missionsquare Investment Services is a Limited Liability Company formed in December 1998. The firm is registered in all 50 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

47

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Lynne Smith’s Registration & Firm History

DC

08/17/2020 - Present

Missionsquare Investment Services (WASHINGTON DC)

IN

03/11/2019 - 07/17/2020

ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)

WI

02/13/2018 - 01/29/2019

BMO HARRIS FINANCIAL ADVISORS, INC. (MILWAUKEE WI)

NY

02/02/2011 - 10/13/2016

VOYA FINANCIAL ADVISORS, INC. (NEW YORK NY)

PA

07/21/2010 - 02/24/2011

DIRECTED SERVICES LLC (WEST CHESTER PA)

NJ

09/01/2005 - 01/04/2010

ING INVESTMENT ADVISORS, LLC (SOMERSET NJ)

NJ

12/07/2006 - 04/25/2007

CITISTREET EQUITIES LLC (SOMERSET NJ)

NJ

05/15/2001 - 09/01/2005

CITISTREET EQUITIES LLC (SOMERSET NJ)

NY

12/24/1996 - 04/16/2001

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

07/31/1993 - 03/09/1995

SMITH BARNEY INC. (NEW YORK NY)

NY

12/20/1988 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

Not sure if Lynne Carole Smith is right for you?

Licenses & Designations

BC

Issued 11/15/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/06/1990

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lynne Carole Smith.
Not sure if Lynne Carole Smith is right for you?