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Lynn S Bruno

Northwestern Mutual Investment Services, LLC

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About Lynn S Bruno

Lynn Bruno is an investment advisor representative with Northwestern Mutual Investment Services, LLC. Lynn has been in the industry since 1996 and has a background in working with clients in a variety of settings, including the Boston area, St. Petersburg, Scottsdale, San Diego, and El Segundo. Lynn holds the Series 7, 63, and 24 licenses as well as the SIE. Lynn is registered with the states of California and Indiana.

Firm Information

Lynn Bruno is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Lynn Bruno’s Registration & Firm History

CA

07/18/2005 - Present

Northwestern Mutual Investment Services, LLC (Winnetka CA)

MA

05/06/2004 - 06/30/2004

ASSOCIATED SECURITIES CORP. (BOSTON MA)

FL

12/13/2002 - 06/20/2003

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

AZ

04/22/1998 - 11/29/2002

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

CA

01/12/1996 - 03/30/1998

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

CA

08/21/1995 - 11/08/1995

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

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Licenses & Designations

IA

Issued 06/09/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/31/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/29/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lynn S Bruno.
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