Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lynn? Claim Your ProfileLynn Daly is a financial advisor with Herbert J. Sims & CO, Inc.. Lynn has been in the industry since May 11, 2007. Lynn holds a Series 7, Series 50, Series 52TO, Series 53, Series 79TO, and a Series 66 license. Prior to joining Herbert J. Sims & CO, Inc., Lynn was with BB&T SECURITIES, LLC and B. C. ZIEGLER AND COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/04/2020 - Present
Herbert J. Sims & CO, Inc. (Philadelphia PA)
IL
12/02/2014 - 05/13/2020
BB&T SECURITIES, LLC (CHICAGO IL)
IL
04/30/2007 - 11/20/2014
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
BOTH
Issued 07/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 04/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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