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Lynn Maureen Effer

Northwestern Mutual Investment Services, LLC

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About Lynn Maureen Effer

Lynn Maureen Effer is a registered representative with Northwestern Mutual Investment Services, LLC. Lynn has been in the financial industry since 1999. Lynn is licensed to offer securities in Florida. Lynn is also a registered representative with Northwestern Mutual Investment Services, LLC. The firm's main office is located in Milwaukee, WI. The firm has 2181 licensed agents, 2341 investment advisor representatives and 2399 registered representatives. The firm offers advisory services that include investment research and referrals to other advisors.

Firm Information

Lynn Effer is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Lynn Effer’s Registration & Firm History

FL

03/22/2012 - Present

Northwestern Mutual Investment Services, LLC (Orlando FL)

FL

05/23/2008 - 12/18/2009

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WINTER PARK FL)

FL

12/06/2001 - 08/11/2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WINTER PARK FL)

WI

03/29/1999 - 02/10/2000

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

MO

04/05/1995 - 09/03/1998

BMA FINANCIAL SERVICES, INC. (KANSAS CITY MO)

FL

05/26/1993 - 03/15/1995

STEIN, SHORE SECURITIES, INC. (ORLANDO FL)

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Licenses & Designations

BC

Issued 07/10/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lynn Maureen Effer.
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