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Lynn Marie Roy

T. Rowe Price Investment Services, Inc.

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About Lynn Marie Roy

Lynn Marie Roy has been in the financial services industry since 1983. Lynn is currently registered with T. Rowe Price Investment Services, Inc. in Owings Mills, MD. Lynn also has previous registrations with MML Distributors, LLC, Hartford Securities Distribution Company, Inc., Hartford Equity Sales Company Inc., Aetna Investment Services, Inc., and Aetna Financial Services, Inc. Lynn holds the Series 2, Series 26, Series 63 and SIE licenses. Lynn is licensed in 53 states.

Firm Information

Lynn Roy is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lynn Roy’s Registration & Firm History

MD

03/15/2021 - Present

T. Rowe Price Investment Services, Inc. (Owings Mills MD)

CT

01/02/2013 - 12/31/2020

MML DISTRIBUTORS, LLC (ENFIELD CT)

GA

01/01/2009 - 01/02/2013

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (ATLANTA GA)

CT

01/20/1998 - 01/01/2009

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

CT

10/15/1993 - 11/18/1997

AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)

CT

06/19/1983 - 10/15/1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)

CT

06/08/1984 - 10/18/1988

AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)

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Licenses & Designations

BC

Issued 06/04/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/31/1995

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/1980

Series 2 - Non-Member General Securities Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lynn Marie Roy.
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