Unclaimed
Lynn McCarthy is a financial professional with over 2 years of experience in the industry. Lynn is registered with Wells Fargo Securities, LLC, and holds the Series 63, Series 79TO, and SIE licenses. Lynn is registered in 53 states and jurisdictions, including Alabama, Alaska, Arizona, and Arkansas, and has been active in the industry since August 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/27/2020 - Present
Wells Fargo Securities, LLC (Irvine CA)
BC
Issued 09/28/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/05/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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