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Lynn Margaret Brautigan

Foreside Fund Services, LLC

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About Lynn Margaret Brautigan

Lynn Margaret Brautigan has been in the financial services industry since August 25, 1992. Currently, Lynn Brautigan is registered with Foreside Fund Services, LLC, a firm that is registered with the Securities and Exchange Commission (SEC) as a broker-dealer. Lynn Brautigan is also registered with FINRA. Lynn Brautigan has held previous positions at Guggenheim Funds Distributors, LLC, Guggenheim Distributors, LLC, RBC Capital Markets Corporation and Ferris, Baker Watts, LLC. Lynn Brautigan has passed several industry exams, including Series 6, Series 7, Series 26, Series 63 and Series 66.

Firm Information

Lynn Brautigan is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lynn Brautigan’s Registration & Firm History

MD

05/23/2018 - Present

Foreside Fund Services, LLC (BETHESDA MD)

MD

03/03/2014 - 04/23/2018

GUGGENHEIM FUNDS DISTRIBUTORS, LLC (ROCKVILLE MD)

MD

05/31/2011 - 03/03/2014

GUGGENHEIM DISTRIBUTORS, LLC (ROCKVILLE MD)

DC

03/13/2009 - 09/22/2010

RBC CAPITAL MARKETS CORPORATION (WASHINGTON DC)

DC

11/21/1991 - 03/13/2009

FERRIS, BAKER WATTS, LLC (WASHINGTON DC)

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Licenses & Designations

BOTH

Issued 01/29/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/27/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/28/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/29/1996

Series 7 - General Securities Representative Examination

BC

Issued 10/01/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lynn Margaret Brautigan.
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