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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lynn? Claim Your ProfileLynn James Kaufman is a financial advisor who has been in the financial services industry since January 1992. Currently, Lynn Kaufman is registered with Ameriprise Financial Services, LLC. Lynn Kaufman is also registered with the following states: Arizona, California, Florida, Illinois, Iowa, Kansas, and Texas. Previously, Lynn Kaufman was registered with Berthel, Fisher & Company Financial Services, Inc. and Raymond James Financial Services, Inc. Lynn Kaufman has a wide range of experience and knowledge to help clients with their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
12/08/2021 - Present
Ameriprise Financial Services, LLC (Oak Brook IL)
IA
11/11/2011 - 12/07/2021
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (MASON CITY IA)
IA
01/04/1999 - 11/09/2011
RAYMOND JAMES FINANCIAL SERVICES, INC. (MASON CITY IA)
MN
01/23/1992 - 01/27/1999
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BOTH
Issued 10/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/22/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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