Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lynn? Claim Your ProfileLynn Kaye is a financial advisor with LPL Financial LLC. Lynn has been in the financial services industry since March 29, 1987 and has been with LPL Financial LLC since May 2009. Lynn holds the Series 7, 6, 22, 24, 63 and 65 licenses. Lynn also has the SIE license. Lynn is a Certified Financial Planner. Lynn has been registered with the state of California since May 21, 2009, the state of Minnesota since December 23, 2013, and the state of Texas since January 5, 2015. Lynn also has other business activities, including being a notary public. Lynn's past experience includes employment with Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Piper Jaffray Inc., IAI Securities, Inc., PaineWebber Incorporated, IDS Marketing Corporation, and IDS/American Express Inc. Lynn's current registrations include LPL Financial LLC, California, Minnesota, and Texas. Lynn specializes in providing financial planning, portfolio management for businesses and individuals, pension consulting, educational seminars, selection of other advisors, consulting and other non-discretionary advisory services. Lynn is located in Afton, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
01/05/2015 - Present
LPL Financial LLC (AFTON MN)
MN
04/02/2007 - 05/28/2009
MORGAN STANLEY & CO. INCORPORATED (ST. PAUL MN)
MN
08/18/1998 - 04/02/2007
MORGAN STANLEY DW INC. (ST. PAUL MN)
MN
01/08/1992 - 08/20/1998
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
MN
03/15/1991 - 10/21/1991
IAI SECURITIES, INC. (MINNEAPOLIS MN)
NA
07/05/1984 - 01/16/1987
PAINEWEBBER INCORPORATED
NA
11/15/1982 - 07/13/1984
IDS MARKETING CORPORATION
NA
11/15/1982 - 07/13/1984
IDS/AMERICAN EXPRESS INC.
IA
Issued 08/31/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1991
Series 7 - General Securities Representative Examination
BC
Issued 08/08/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/12/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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