Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lynn? Claim Your ProfileLynn Anne Friend has been in the financial services industry since November 21, 1985. Lynn is a Registered Representative and Investment Advisor Representative with Stifel, Nicolaus & Company, Inc., and has held these positions since April 2004. Previously, Lynn worked at Robert W. Baird & Co. Incorporated, Prudential Securities Incorporated, and Raymond James & Associates, Inc. Lynn has held numerous licenses and certifications throughout her career. Lynn is a licensed representative in 48 states and the District of Columbia, and currently holds Series 7, 9, 10, and 63 licenses. In addition to her financial services career, Lynn is actively involved in the community, serving as a Key Carrier at TJ Maxx and a FL Notary.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/18/2020 - Present
Stifel, Nicolaus & Company, Inc. (SARASOTA FL)
WI
09/08/1997 - 04/29/2004
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NY
01/08/1993 - 09/24/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
FL
03/28/1991 - 01/21/1993
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
11/20/1985 - 03/25/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 07/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/21/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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