Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lynn? Claim Your ProfileLynn Ann Harnedy is a financial advisor with over 20 years of experience in the industry. Lynn is currently registered with Wells Fargo Clearing Services, LLC. Previously, Lynn was affiliated with MORGAN STANLEY and SALOMON SMITH BARNEY INC. Lynn holds several professional licenses and designations including Series 7, Series 63, Series 65, Series 9, Series 10, and Series 31. Lynn specializes in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
07/25/2022 - Present
Wells Fargo Clearing Services, LLC (WESTPORT CT)
CT
11/11/2019 - 08/03/2022
MORGAN STANLEY (Greenwich CT)
NY
11/06/2002 - 10/23/2019
WELLS FARGO CLEARING SERVICES, LLC (WHITE PLAINS NY)
NY
09/21/2000 - 11/01/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IL
12/02/1998 - 09/14/2000
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IA
Issued 10/02/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/17/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 11/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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