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Lynn Ann Cosby

Northwestern Mutual Investment Services, LLC

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About Lynn Ann Cosby

Lynn Cosby is a financial advisor with Northwestern Mutual Investment Services, LLC. Lynn has been in the financial services industry since 2001 and has been registered with the Financial Industry Regulatory Authority (FINRA) since 2004. Lynn has Series 6, 7, and 66 securities licenses and is licensed to sell insurance products. Lynn is a registered representative with Northwestern Mutual Investment Services, LLC in Pennsylvania and Florida.

Firm Information

Lynn Cosby is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Lynn Cosby’s Registration & Firm History

FL

12/21/2007 - Present

Northwestern Mutual Investment Services, LLC (Fort Myers FL)

PA

06/17/2005 - 10/25/2007

PNC INVESTMENTS (HAZLETON PA)

NY

09/17/2004 - 04/12/2005

AXA ADVISORS, LLC (NEW YORK NY)

TN

04/18/2001 - 09/01/2004

ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)

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Licenses & Designations

BOTH

Issued 10/21/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2004

Series 7 - General Securities Representative Examination

BC

Issued 04/17/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lynn Ann Cosby.
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