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Lynette Louise Pagley

Cetera Advisors LLC

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About Lynette Louise Pagley

Lynette Louise Pagley is a financial advisor with over 30 years of experience in the industry. She is currently registered with Cetera Advisors LLC in Lakewood Ranch, Florida. Lynette has previously held positions with several other firms including FIRST ALLIED SECURITIES, INC., MML INVESTORS SERVICES, LLC, PARK AVENUE SECURITIES LLC, AMERICAN GENERAL SECURITIES INCORPORATED, FRANKLIN FINANCIAL SERVICES CORPORATION, PRUCO SECURITIES CORPORATION and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. She holds Series 6, 63 and 65 securities licenses, and the SIE exam. Lynette is committed to providing her clients with personalized financial advice and guidance.

Firm Information

Lynette Pagley is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lynette Pagley’s Registration & Firm History

FL

09/08/2022 - Present

Cetera Advisors LLC (Lakewood Ranch FL)

FL

01/25/2013 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (Lakewood Ranch FL)

FL

03/01/2010 - 01/17/2012

MML INVESTORS SERVICES, LLC (TAMPA FL)

PA

06/24/2005 - 12/31/2009

PARK AVENUE SECURITIES LLC (PITTSBURGH PA)

AZ

10/01/2002 - 06/22/2005

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

TX

04/22/1993 - 10/01/2002

FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)

NJ

04/18/1991 - 03/04/1993

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

04/18/1991 - 03/04/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

IA

Issued 11/15/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/01/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Lynette Louise Pagley. Review regulatory record here.
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