Unclaimed
Lynette Ann Horns is a financial advisor who has been working in the industry since December 6, 2012. Lynette Ann is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since April 2015. Lynette Ann is a registered representative and investment advisor representative in California, Minnesota, and Texas. She has a wide range of experience in the financial services industry. Lynette Ann's previous employers include LPL Financial LLC and Ameriprise Financial Services, Inc. Lynette Ann Horns holds the Series 7, Series 63, and Series 65 licenses. She has a strong track record of success in the financial services industry. Lynette Ann is committed to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
07/28/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (EDEN PRAIRIE MN)
CA
10/23/2013 - 04/13/2015
LPL FINANCIAL LLC (SAN DIEGO CA)
MN
04/09/2012 - 03/01/2013
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
IA
Issued 07/10/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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