Unclaimed
Lynelle Chen is a financial advisor with Santander US Capital Markets LLC. Lynelle has been in the securities industry since October 1, 2014 and is currently registered with the state of New York. Prior to joining Santander US Capital Markets LLC, Lynelle worked at SANTANDER INVESTMENT SECURITIES INC. and DEUTSCHE BANK SECURITIES INC. Lynelle holds FINRA Series 63, 7, 24 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/06/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
10/01/2019 - 02/06/2023
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
09/12/2014 - 09/10/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 09/05/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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