Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lyndy? Claim Your ProfileLyndy Stump is a financial advisor with over 25 years of experience in the industry. Lyndy has been registered with Wells Fargo Clearing Services, LLC since 2008. Before joining Wells Fargo Clearing Services, LLC, Lyndy was with UBS Financial Services Inc. and Citigroup Global Markets Inc.. Lyndy is also a registered investment advisor in California. Lyndy's areas of expertise include investment consulting services to institutional clients, financial planning, pension consulting, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/05/2008 - Present
Wells Fargo Clearing Services, LLC (WESTLAKE VILLAGE CA)
CA
12/05/2005 - 08/08/2008
UBS FINANCIAL SERVICES INC. (SANTA BARBARA CA)
NY
01/25/2005 - 11/25/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
11/30/1994 - 02/08/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/20/1994 - 10/31/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 11/14/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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